How well do you know your Compliance Officer?
Jun 25th, 2007 by Vikram Rajan
As you know, your Codes of Ethics & Professionalism governs your marketing. If you work within a larger practice, you must have your marketing materials & messages approved by your Compliance Officer (or similar job title). If you’re on your own, you should have your materials reviewed by your professional trade association or regulatory agency.
It’s all about relationships. You take this thumb-rule to heart with clients & prospects… but how well do you know your C.O.?
You shouldn’t just become friends with your Compliance Officer to get special treatment. Far beyond that, there are other benefits: Of course, you get to enjoy the company of a new friend! And you can grow your practice in other ways…. enjoy the podcast.
How have your experiences & relationships with Compliance Officers been? Comment below.
Standard Podcasts [4:58m]: Play Now | Play in Popup | Download | Embeddable Player | Hits (586)| Rate it: |
 Email it
|
      |
|
